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Compliance Reporter is the only news-breaking source that exclusively covers compliance initiatives at broker/dealers, investment advisers and hedge funds. It also covers regulations and enforcement actions from the Securities and Exchange Commission, the U.K.'s Financial Services Authority and other national and international regulatory bodies.
A subscription to Compliance Reporter includes:
- The Compliance Reporter Daily Email
- Password access to compliancereporter.com
- Access to our searchable archive of past compliance articles
- Access to our Online Regulatory Alert Calendar
- Create your own Watchlists - keep track of items that are pertinent to you and your firm
- Links directly to existing rules, amendments to rules and/or newly proposed rules
- Links to legal commentaries, industry analysis, and related articles right from the calendar
- User friendly format makes keeping track of rules easier
Use of this site will constitute acceptance of Institutional Investor's disclaimer and copyright notice.
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